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Thank you for your interest in
Nine Points Management & Research

Access to information is limited to persons selected by Nine Points who qualify as accredited investors. To learn more about Nine Points, please complete the registration form below.

If you encounter any difficulties in completing the registration form and wish to contact us directly, please call 1-800-553-0553 or email newpartner@npm.us

Account Type
 
INDIVIDUAL INVESTOR

Net Worth:

Average Salary for the past two years:
  I certify that I am an accredited investor with an individual net worth (or, with my spouse, a combined net worth) in excess of $1,000,000. For purpose of this questionnaire, "net worth" means the excess of total assets at fair market value including home, home furnishings and automobiles, over total liabilities.

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  I certify that I am an accredited investor because I had individual income (exclusive of any income attributable to my spouse) of more than $200,000 in each of the past two years, or joint income with my spouse of more than $300,000 in each of those years, and I reasonably expect to reach the same income level in the current year.

Corporation, Limited Liability Company or Partnership

  The Investor hereby certifies that it is an accredited investor because it has total assets in excess of $5,000,000 and was not formed for the specific purpose of acquiring the securities offered.

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 The Investor hereby certifies that it is an accredited investor because all of its equity owners are accredited investors. The Partnership, in its sole discretion, may request information regarding the basis on which such equity owners are accredited.

Trust

 The Investor hereby certifies that it is an accredited investor because it is a trust with total assets in excess of $5,000,000, was not formed for the specific purpose of acquiring the securities offered, and its purchase is directed by a sophisticated person.

As used in the foregoing sentence, a "sophisticated person" is one who has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risk of the prospective investment.

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 The Investor hereby  certifies that it is an accredited  investor  because it is (i) a bank as defined in Section 3(a)(2) of the Securities Act or a savings and loan association or other institution as defined in Section 3(a)(5)(A) of the Securities Act, (ii) acting in a fiduciary capacity and (iii) subscribing for the purchase of the securities being offered on behalf of a trust account or accounts.

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 The Investor hereby certifies that it is an accredited investor because it is a (Initial) revocable trust which may be amended or revoked at any time by the grantors thereof and all of the grantors are accredited investors. The Partnership, in its sole discretion, may request information regarding the basis on which such equity owners are accredited.

Bank, Savings and Loan, or Similar Institution

 The Investor hereby certifies that it is an accredited investor because it is a bank as defined in Section 3(a)(2) of the Securities Act or a savings and loan association or other institution as defined in Section 3(a)(5)(A) of the Securities Act acting in its individual capacity.

Insurance Company

  The Investor hereby certifies that it is an accredited investor because it is an insurance company as defined in Section 2(13) of the Securities Act.

Employee Benefit Plan

 The Investor hereby certifies that it is an accredited investor because it is an employee benefit plan within the meaning of the U.S. Employee Retirement Income Security Act of 1974, as amended ("ERISA"), and the decision to invest in the Partnership was made by a plan fiduciary (as defined in Section 3(21) of ERISA), which is either a bank, savings and loan association, insurance company or registered investment adviser.
The name of such plan fiduciary is: .

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 The Investor hereby certifies that it is an accredited investor because it is an employee benefit plan within the meaning of ERISA and has total assets in excess of $5,000,000.

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 The Investor hereby certifies that it is an accredited investor because it is a plan established and maintained by a state, its political subdivisions, or any agency or instrumentality of a state or its political subdivisions for the benefit of its employees, and has total assets in excess of $5,000,000.

Individual Retirement Account (IRA) or Keogh Plan

 The Investor hereby certifies that it is an accredited investor because it is an employee benefit plan within the meaning of ERISA which is a self-directed plan (i.e., a tax qualified defined contribution plan in which a participant may exercise control over the investment of assets credited to his or her account) in which the participant(s) which are acquiring Interests are accredited investors because each such participant has a net worth, alone or together with such participant's spouse, of at least $1,000,000 or has had an individual income of at least $200,000 (or a joint income with such participant's spouse of at least $300,000) in each of the last two years, and reasonably expects to have income of at least such amount in the current year. The Partnership, in its sole discretion, may request information regarding the basis on which such participants are accredited.

501(c)(3) Organizations

 The Investor hereby certifies that it is an accredited investor because it is an organization described in Section 501(c)(3) of the U.S. Internal Revenue Code of 1986, as amended (the "Code"), was not formed for the specific purpose of acquiring the securities offered, and has total assets in excess of $5,000,000.


 

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